William Byrnes' Tax, Wealth, and Risk Intelligence

William Byrnes (Texas A&M) tax & compliance articles

What You Don’t Know Yet Might Hurt You: A Broker’s Duties Under the Financial Reform Act

Posted by William Byrnes on August 20, 2010


The Wall Street Reform Act—signed into law by President Obama on July 21, 2010—significantly alters the relationship between broker-dealers and their retail customers, potentially expanding brokers’ exposure to lawsuits, decreasing their revenue, and constraining the range of products they are permitted to offer to their clients.

Today’s analysis by our Experts Robert Bloink and William Byrnes is located at AdvisorFX Journal What You Don’t Know Yet Might Hurt You: A Broker’s Duties under the Financial Reform Act

For previous commentary, see AdvisorFX Journal Dodd-Frank Wall Street Reform and Consumer Protection Act

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