FINRA Changes Regulatory Priorities – Pushing “Best Interest of Client” in 2015 Over “Suitability Standard”
Posted by William Byrnes on January 26, 2015
read about it on International Financial Law Prof Blog
Posted by William Byrnes on January 26, 2015
read about it on International Financial Law Prof Blog
This entry was posted on January 26, 2015 at 08:55 and is filed under Compliance. Tagged: FINRA. You can follow any responses to this entry through the RSS 2.0 feed. You can leave a response, or trackback from your own site.
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